Broker Check


As an independent firm, we are free to partner with any firm that meets both our business objectives and our clients’ expectations for service. As such, we’ve chosen to partner with some of the best firms in the business:


Now in its fourth decade of service to quality, independently owned broker-dealers, First Clearing maintains a leading position in empowering firms to help their clients achieve financial success. Its team of experienced professionals offers some of the industry’s best thought leadership and innovative approaches to business advancement. As an affiliate of Wells Fargo, First Clearing provides our clients with access to a full range of investment, advisory and banking products; industry-leading research; alternative investments; fixed income, lending, retirement and trust services, risk-management and compliance support. Headquartered in St. Louis, MO, First Clearing is a member of the New York Stock Exchange, NASDAQ and other major exchanges.


Founded in 1982, Prospera Financial Services, Member of FINRA, SIPC and a registered investment advisory, has grown rapidly and strategically and now has $8 billion in assets under management. Prospera offers access to all of the products and services of the largest broker-dealers in the country while delivering the unique, personal, and service-driven culture of a boutique firm. Headquartered in Dallas, TX, Prospera was named Broker-Dealer of the Year by Investment Advisor magazine in 2009, 2010, 2012, 2014 and 2015.


With 60 plus years of market experience, ARK Financial Management is a full-service wealth management firm anchored in investments and planning.

Have a Question?

Thank you!